FundApps’ Sensitive Industries is the first managed service available to compliance teams in financial institutions to code sector specific rules.
This week’s RegTech X digest features the new Discussion Paper published by the FCA
The lesson of large regulatory implementation projects: digital knowledge compounds.
Working from home is not new, and widely adopted for a couple days a week especially in the media and technology sectors, but if we look at the surge of stock price for workplace …
Since the end of January, fund houses across the asset management industry have been obliged to publish assessment of value (AOV) statements on their websites.
This week’s RegTech X – sadly – features the coronavirus outbreak and the influence it is starting to have on the global economy.
Of all the requirements under PRIIPs, the KID requirement has proved particularly complex for compliance departments to adhere to since the regulation was first introduced in 2018.
Financial promotions and how they are regulated is becoming an increasingly hot topic for the industry.
Learn how unnecessary complexity might be harming your business.
Compliance in the shareholding disclosure space is different.