IA Fintech Member Insights: MirrorWeb
The clock is ticking… ⏰
The Senior Managers & Certification Regime (SM&CR) is a time-sensitive piece of regulation that’s a little different to the regulatory tsunami that preceded it. But, how exactly?
The FCA will hold individuals to account, not the firm. With the risk of non-compliance levelled at the individual, management teams need to make sure they fully engage with the SM&CR. To help, we’ve spoken to leading compliance experts to create The Critical Guide to SM&CR.
Grab your copy to find out:
- How top compliance experts are approaching SM&CR
- The five key takeaways you need to know
- How banking has been coping with the regulation (since 2016)